Author Archive | Bao Chau Nguyen

When Transparency is Really Opaque

With the January 31 filing deadline behind us and close to one thousand alternative investment fund managers having filed under AIFMD for the first time to the Financial Conduct Authority (FCA) of the United Kingdom alone , it’s time to take a deep breath and look at some of the challenges faced. While the business […]

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Reading Between the Regulatory Lines

Even after seven quarterly filings of Form PF, many hedge funds, fund administrators and compliance advisors are still uncertain about the approach and methods to accurately calculate the answers to Form PF’s questions. Although the industry has matured significantly and the SEC has provided increased clarification on many of the details, the level of confusion […]

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