Author Archive | Brian Kapko

SEC Modernization Challenges: Data, Reporting Frequency and Implementation

An SEC Modernization Readiness Q&A with Confluence’s Director of Regulatory Reporting Operations

Originally published on Brown Brothers Harriman’s On the Regs blog The SEC finalized its reporting modernization and liquidity rules late last year. What are you hearing are some key implementation challenges for firms specific to these rules? Many firms know there will be an associated cost to their operations, but they are having difficulty quantifying […]

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