Author Archive | Todd Moyer

Beyond Compliance: Outlook for 2018

As we begin 2018, I am reminded of the remarkable evolution that has taken place in the fund servicing industry in the decade following the market downturn. It’s hard to imagine the pre-crisis era when static human disclosures and documents were considered good enough for regulators. The post-crisis shift in focus from investor protection to […]

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Confluence Connect ’17 – A Community Inspired by Change

Last month I had the pleasure of spending two full days with our clients in Pittsburgh, where the Penguins’ Stanley Cup win wasn’t the only buzz around the city. Clients were visiting our hometown city for Confluence Connect ‘17, a conference designed to bring industry colleagues together to discover a shared vision, network with peers, […]

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2017 or The Rise of RegTech

The idea that RegTech will be a driver of progress across the industry has already started to spread among asset managers, their service providers and regulators, and we believe that it will continue to rise quickly in 2017. Year after year, the asset management industry is met with new rounds of regulatory requirements that promise […]

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Survey Reveals What’s Trending Today: Automation, Regulatory Reporting and Data

At the start of each year, our team at Confluence reflects on the state of the asset management back office and predicts issues and trends that we see emerging over the coming months.  For 2016, we predicted that the asset management industry would see streamlining and optimizing their data management processes as a way to […]

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Take a Step Back

Ever since the beginning of the financial crisis the investment fund industry has been plunged into a period of intense regulatory remodeling that has created a sea of change for asset managers. Firms have been busy plugging the holes of their data management processes to comply with the ever growing number of data points they […]

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