Archive | RegTech

Beyond Compliance: Outlook for 2018

As we begin 2018, I am reminded of the remarkable evolution that has taken place in the fund servicing industry in the decade following the market downturn. It’s hard to imagine the pre-crisis era when static human disclosures and documents were considered good enough for regulators. The post-crisis shift in focus from investor protection to […]

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How RegTech is Creating New Relationships between Global Service Providers and Technology Firms in the Search for Revenue

On a recent flight home after a client meeting, I found myself thinking about what is really motivating global financial services companies in their decision-making around technology and regulatory compliance. In the highly competitive third-party administrator space, I think one of the primary motivators is the fear of revenue loss (really, it’s a motivator for […]

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Confluence Connect ’17 – A Community Inspired by Change

Last month I had the pleasure of spending two full days with our clients in Pittsburgh, where the Penguins’ Stanley Cup win wasn’t the only buzz around the city. Clients were visiting our hometown city for Confluence Connect ‘17, a conference designed to bring industry colleagues together to discover a shared vision, network with peers, […]

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2017 or The Rise of RegTech

The idea that RegTech will be a driver of progress across the industry has already started to spread among asset managers, their service providers and regulators, and we believe that it will continue to rise quickly in 2017. Year after year, the asset management industry is met with new rounds of regulatory requirements that promise […]

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Regulatory Technology: Then and Now

Increasingly, regulators and the regulated, are embracing the ideology that technology can work for them to alleviate the pressure of the constantly evolving regulatory landscape. This new openness has led to the emergence of “RegTech”. Much like FinTech did a few years ago for financial services technology, RegTech marries technology and regulatory compliance functionality to […]

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REGTECH –The New Paradigm

Recognising the potential for technology to manage regulatory data and improve internal control and compliance.

Of the number of growing trends within the global regulatory arena, monitoring of systemic risk and data driven regulatory oversight are two of the most prominent, and to a certain extent are intrinsically linked. In relation to the latter, data driven/machine readable reporting is gathering momentum at an astonishing pace. The 2008 financial crisis, compliance […]

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