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Charting a Path to SFDR Deadlines: Optimizing ESG and EET data collection, quality and reliability

Sep 30, 2022

The Sustainable Finance Disclosure Regulation (SFDR) is rapidly progressing towards the January 1, 2023 deadline, and the industry is in the process of managing and solving a variety of challenges. Here, we...

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Charting a Path to PRIIPS KID Deadlines: Four Months Left to Make Significant Data, Calculation and Filing Changes

Sep 27, 2022

Conversations with investment firms, management companies, fund administrators and industry attorneys have ramped up this summer as the industry prepares for the European Union’s (EU) new Packaged Retail and...

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The State of ESG Regulatory Reporting – and What it Means for Market Participants and Investors

Sep 07, 2022

Regulatory frameworks are quickly emerging to standardize the reporting and disclosure of ESG metrics across as many as 140 jurisdictions around the world. The EU’s action plan for sustainable finance is...

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Are You Ready to Comply with the New SEC Marketing Rule?

Aug 25, 2022

Time is running out

With the upcoming deadline of the 4th November, 2022, the new SEC Marketing Rule requires firms to create composites around similarly managed portfolios for performance reference, even if...

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Key ESG Strategy Considerations

Aug 09, 2022

A Streamlined Approach to ESG Strategy

ESG investing is at the forefront of the industry and with ESG-related regulations coming soon, having a streamlined ESG strategy in place is key for building and...

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ESG Regulations Take Hold in Europe With Other Regions Set to Follow

Aug 03, 2022
The EU’s comprehensive sustainable finance action plan aims to mandate that companies integrate sustainability risks into their investment management and disclosure processes, including their impact on the...
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Five PRIIPs Reporting Challenges Asset Managers Need to Know

Jul 29, 2022

Time is running out to comply with the European Union’s (EU) new Packaged Retail and Insurance-based Investment Products (PRIIPs) reporting requirements, and adjust to new formats and content for preparing key...

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Key Considerations When Replacing UCITS KIIDs With PRIIPs KIDs

Jul 07, 2022

With the ever-changing regulations and the strain they place on internal resources, it is increasingly important that firms have a streamlined and holistic approach to their data, calculations, and processes...

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SEC Rule 22e-4: Meeting Compliance Standards and Managing Liquidity Risk

Apr 07, 2022

As we’ve learned from recent financial crises, unpredictable circumstances can cause the liquidity of traded financial instruments to nearly disappear. That lack of liquidity, coupled with the highly...

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Navigating ESG’s Complex Regulatory Landscape

Mar 10, 2022

Amid growing demand from socially conscious investors, asset managers have worked tirelessly over the past decade to create ESG investment vehicles. While the pandemic heightened mainstream interest in ESG,...

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