How RegTech is Creating New Relationships between Global Service Providers and Technology Firms in the Search for Revenue

On a recent flight home after a client meeting, I found myself thinking about what is really motivating global financial services companies in their decision-making around technology and regulatory compliance. In the highly competitive third-party administrator space, I think one of the primary motivators is the fear of revenue loss (really, it’s a motivator for […]

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Confluence Connect ’17 – A Community Inspired by Change

Last month I had the pleasure of spending two full days with our clients in Pittsburgh, where the Penguins’ Stanley Cup win wasn’t the only buzz around the city. Clients were visiting our hometown city for Confluence Connect ‘17, a conference designed to bring industry colleagues together to discover a shared vision, network with peers, […]

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Featured Guest Blog: Cloud First, Faster

Businesses are openly embracing the Cloud in 2017. As previously noted in Tom Pfister’s Cloud First post to this blog, businesses are adopting cloud technologies more than ever before. However, many business people are finding the contracting process for adopting cloud services is slower and more complicated than buying installed software. Why are cloud services […]

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SEC Modernization Challenges: Data, Reporting Frequency and Implementation

An SEC Modernization Readiness Q&A with Confluence’s Director of Regulatory Reporting Operations

Originally published on Brown Brothers Harriman’s On the Regs blog The SEC finalized its reporting modernization and liquidity rules late last year. What are you hearing are some key implementation challenges for firms specific to these rules? Many firms know there will be an associated cost to their operations, but they are having difficulty quantifying […]

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Need the Form N-PORT XML Schema?

Get Ready to Wait.

As SEC Reporting Modernization moves from planning to preparation, one persistent gap in those plans – and an issue at the top of everyone’s concerns – is the release of the Form N-PORT XML Schema. XML is data that has been assigned standardized tags that denote the meaning of each data item. It is what […]

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Solving the Data Puzzle

How to meet the ever-increasing volume of data needs and integrate a global data strategy simultaneously

SEC Modernization has pushed the fast-forward button on the data management strategy for organizations of all sizes. The data requirements, especially for Form N-PORT, which include an increased volume of data and frequency of reporting on that data, have organizations looking at more than just the volume of data they hold on behalf of their […]

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