Tag Archives | regulatory change

Need the Form N-PORT XML Schema?

Get Ready to Wait.

As SEC Reporting Modernization moves from planning to preparation, one persistent gap in those plans – and an issue at the top of everyone’s concerns – is the release of the Form N-PORT XML Schema. XML is data that has been assigned standardized tags that denote the meaning of each data item. It is what […]

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Do Regulatory Changes Have You on the Ropes?

CPO-PQR, Enhanced Fund Reporting, Money Market Reform changes in the U.S. alone, not to mention AIFMD and others originating in Europe­– the list of current reporting requirements and potential forthcoming regulation goes on and on. As I continue to put myself in the shoes of our clients– fund administrators, advisers and asset managers–the alphabet soup […]

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