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Rule 22e-4 and the four buckets: What you need to know

Jul 05, 2018

The complex nature of modern derivatives, combined with the increasingly global and interconnected nature of the financial ecosystem, has led regulators to place a higher burden on fund managers to know their...

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Beyond Compliance: Outlook for 2018

Jan 29, 2018

As we begin 2018, I am reminded of the remarkable evolution that has taken place in the fund servicing industry in the decade following the market downturn. It’s hard to imagine the pre-crisis era when static...

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More Data and More Frequently Than Ever… Why Form N-PORT Oversight is a Must

Jan 16, 2018

So, here we are, at the beginning of 2018, with the awesome task ahead of getting ready for the start of the industry’s NPORT/NCEN era.

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