The SEC's new Marketing Rule that came into effect last year expanded the definition of advertising. It allows for marketing via new channels and enhances existing disclosure requirements. It will have...

Time is running out

With the upcoming deadline of the 4th November, 2022, the new SEC Marketing Rule requires firms to create composites around similarly managed portfolios for performance reference, even if...

Complex Challenges, Straightforward Solutions

The wealth management industry is on a rapid growth trajectory, with AUM projected to increase by as much as 50% between 2020 and 2025, according to the Business Research Company¹. This means there is an...

Global investment management firms have had long-standing challenges in complying with the patchwork of laws, regulations and market customs in the places where they do business. The problem is that across...

It has repeatedly been mentioned that GIPS^® 2020 is the biggest change in the standards since their introduction 20 years ago…

GIPS^® 2020 has left many firms with questions as to what exactly is changing and how they should proceed once the update is live. In an effort to provide insight into these changes to the standards, we’ve...

GIPS^® 2020 is coming and while many firms may be unaffected, it is the largest change to the standards since their inception in 1999.

In the third and final installment of our series on the CFA Institute’s Global Investment Performance Standards (GIPS^®) 2020 revision, we continue to look at some of the proposed changes outlined in the...