Deloitte’s 2018 Regulatory Outlook states that even with all of the regulatory discussions and progress toward regulatory transparency both in Europe and in the United States in 2018, the uncertainty from a...
By
Domenic Ionadi |
Mar 26, 2018
|
technology,
regulation,
operations,
Regulatory Framework,
data,
global,
Operations Management
Pretty much from the day the SEC finalized its reporting modernization rules, the industry has lobbied for something to ease the burden of readiness and processing – a delay, an extended monthly due date, a...
By
Gary Casagrande |
Jan 16, 2018
|
compliance,
regulation,
Form N-PORT oversight,
SEC Modernization,
Regulatory,
Form N-Port
So, here we are, at the beginning of 2018, with the awesome task ahead of getting ready for the start of the industry’s NPORT/NCEN era.