If you work in the US funds space and don’t live under a rock, then you know that this summer the SEC proposed comprehensive changes to the way that fund companies communicate with their shareholders, with...
How many times has your manager come to you and asked a difficult question that they expected you to know off the top of your head? “How many funds hold IBM stock?” or “Which clients use Accountancy ABC as...
Pretty much from the day the SEC finalized its reporting modernization rules, the industry has lobbied for something to ease the burden of readiness and processing – a delay, an extended monthly due date, a...
By
Todd Moyer |
Jan 29, 2018
|
cloud computing,
compliance,
data management,
back office,
SEC Modernization,
regulatory reporting
As we begin 2018, I am reminded of the remarkable evolution that has taken place in the fund servicing industry in the decade following the market downturn. It’s hard to imagine the pre-crisis era when...
By
Gary Casagrande |
Jan 16, 2018
|
compliance,
regulation,
Form N-PORT oversight,
SEC Modernization,
Regulatory,
Form N-Port
So, here we are, at the beginning of 2018, with the awesome task ahead of getting ready for the start of the industry’s NPORT/NCEN era.